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Deterrence Games for the 21st Century: Representation, Theory and Evidence
KTH, (SWE).
2022 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Deterrence is the backbone of military strategy. Dissuading an opponent from taking a specific action by threat of violence is the definition of deterrence. From the outset of the Cold War there has been a strong link between the study of deterrence and game theoretic analysis. There are compelling epistemic reasons for studying deterrence as a game. By doing so, the strategic interaction between actors is placed at the centre of the analysis, mapping the possible outcomes and revealing the strategies available to the actors. Discussions about various models’ appropriateness and model comparison therefore play a central role in deterrence research; from underlying assumptions and deterrence representation to theory and evidence. This dissertation treats aspects of all of these topics. Article I, “Prospects of Deterrence – Deterrence Theory – Representation and Evidence”, analyses the relationship between model and theory and what happens to a deterrence theory when the rationality assumption is switched to a prospect theoretical utility function. Article II, “A Misfit Model – Bounded Rationality and Deterrence Representation”, defends and remodels Schelling’s idea of irrational threats for effective deterrence. Article III, “Comparable Deterrence – Target, Criteria and Purpose”, treats the issue of how one can compare game theoretic models with one another and proposes a meta-model for how this can be done. Article IV, “Deterring the Dauntless – Appraising the Effects of Naval Deterrence against the Somali Piracy”, estimates whether and to what extent Somali piracy was deterred by the naval intervention.

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2022. , p. 45
Series
TRITA-ABE-DLT ; 2147
Keywords [en]
Deterrence Theory, Game Theory, Theory of Science
National Category
Philosophy
Research subject
War Studies
Identifiers
URN: urn:nbn:se:fhs:diva-10960ISBN: 978-91-8040-101-2 (print)OAI: oai:DiVA.org:fhs-10960DiVA, id: diva2:1677977
Public defence
2022-05-17, F3, Lindstedtsvägen 26, KTH, Stockholm, 15:00 (English)
Opponent
Supervisors
Available from: 2022-07-11 Created: 2022-06-28 Last updated: 2023-11-17Bibliographically approved
List of papers
1. Prospects of Deterrence: Deterrence Theory, Representation and Evidence
Open this publication in new window or tab >>Prospects of Deterrence: Deterrence Theory, Representation and Evidence
2022 (English)In: Defence and Peace Economics, ISSN 1024-2694, E-ISSN 1476-8267Article in journal (Refereed) Epub ahead of print
Abstract [en]

Game theoretic analysis of deterrence has been criticized for not capturing how actors realistically behave. It is alleged that prospect theoretical re-modeling provides a better foundation for a deterrence theory. The article analyzes how the strategies change when a prospect theoretical function is applied to a central deterrence game. While the probability distributions changes, it cannot alter the general dynamics. When considered together with previous research, it shows that prospect theory neither can or should replace standard assumptions when constructing a deterrence theory. However, viewed as a compliment, prospect theory expands the modeling possibilities and opens up for important new aspects.

Keywords
Deterrence Theory, Game Theory, Theory of Science
National Category
Other Social Sciences
Research subject
War Studies
Identifiers
urn:nbn:se:fhs:diva-10958 (URN)10.1080/10242694.2022.2152956 (DOI)
Available from: 2022-06-28 Created: 2022-06-28 Last updated: 2023-11-17
2. A Misfit Model: Irrational Deterrence and Bounded Rationality
Open this publication in new window or tab >>A Misfit Model: Irrational Deterrence and Bounded Rationality
2022 (English)In: Theory and Decision, ISSN 0040-5833, E-ISSN 1573-7187, Vol. 94, no 4, p. 575-591Article in journal (Refereed) Published
Abstract [en]

Contemporary theories of deterrence place a strong emphasis on coherency between model and theory. Schelling’s contention of irrational threats for successful deterrence abandons the rationality assumption to explain how a player can deter, thereby departing from the standard game theoretic solution concepts. It is a misfit model in relation to a deterrence theory and, therefore, excluded. The article defends and remodels Schelling’s intuition by employing the level-k model. It is shown that an unsophisticated player that randomizes over its strategies brings about an advantageous outcome. The model also shows that the belief that a player randomizes has the same deterrent effect, as an actual stochastic choice, like Schelling suggested. While this means Schelling’s idea can be saved, it is still problematic how we should view contributions of bounded rationality in relation to current deterrence theory. The article suggests that separating the purpose of a model in conjunction with allowing other scientific ideals than model-theory coherence permits a broader and philosophically sounder approach.

Keywords
Deterrence, Game Theory, Bounded Rationality, Level-k
National Category
Other Social Sciences
Research subject
War Studies
Identifiers
urn:nbn:se:fhs:diva-10959 (URN)10.1007/s11238-022-09907-7 (DOI)
Available from: 2022-06-28 Created: 2022-06-28 Last updated: 2023-11-17Bibliographically approved
3. Comparable Deterrence: Target, Criteria and Purpose
Open this publication in new window or tab >>Comparable Deterrence: Target, Criteria and Purpose
2017 (English)In: Defence Studies, ISSN 1470-2436, E-ISSN 1743-9698, Vol. 17, no 2, p. 198-213Article in journal (Refereed) Published
Abstract [en]

The last decade has seen several advances in the study of deterrence. These advances have sparked some strong disagreements regarding interpretation of the models and what their contributions signify. This paper appraises the discussions from a model theoretic perspective. It is argued that when comparing rivalling models three aspects; (i) target, (ii) criteria and (iii) type of purpose should be taken into account in order to make a proper appraisal. Informed by these aspects it is evident that the three deterrence models analysed address different aspects, in different ways and to different ends. From this perspective, the so-called Perfect Deterrence model must be recognised as a clear advancement in the research field. Model comparison will always be context relative and a plurality of models should be viewed favourably.

Keywords
Deterrence, Game Theory, International Security, Theory of Science
National Category
Other Social Sciences not elsewhere specified
Research subject
Krigsvetenskap
Identifiers
urn:nbn:se:fhs:diva-7010 (URN)10.1080/14702436.2017.1321468 (DOI)
Available from: 2017-09-06 Created: 2017-09-06 Last updated: 2022-06-28Bibliographically approved
4. Deterring the Dauntless: Appraising the effects of naval deterrence against the Somali piracy
Open this publication in new window or tab >>Deterring the Dauntless: Appraising the effects of naval deterrence against the Somali piracy
2018 (English)In: WMU Journal of Maritime Affairs (JoMA), ISSN 1651-436X, E-ISSN 1654-1642, Vol. 17, no 1, p. 31-48Article in journal (Refereed) Published
Abstract [en]

This article considers whether the Somali pirates were deterred by the naval task forces between the years 2009 and 2013. By disaggregating data and using previously unpublished records regarding the naval operations, two areas of operations are identified as potential periods of deterrence. The article uses a model of asymmetric deterrence to study the outcomes and equilibria of the navy-pirate interaction. It is found that the naval operations eventually did deter the Somali pirates in the Gulf of Aden, but that this objective was not met in the Somali Basin. It is concluded that the operational focus on the Gulf of Aden coupled with the fact that the area is relatively smaller than the Somali Basin enabled the naval credibility, thus effectively denying the pirates access to the sea. Conversely, limited attention by the naval units and the long Somali southern coast with its open waters impeded naval control in the Somali Basin. In connection to these findings some conclusions regarding naval deterrence are discussed.

Keywords
Deterrence, Piracy, Somalia, Naval operations 
National Category
Other Civil Engineering
Research subject
Krigsvetenskap
Identifiers
urn:nbn:se:fhs:diva-7227 (URN)10.1007/s13437-017-0132-1 (DOI)
Available from: 2018-01-23 Created: 2018-01-23 Last updated: 2022-06-28Bibliographically approved

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